Advisory – Options Trading – Lalkar Securities

1. Investments in securities market are subject to market risks; read all the related documents carefully before investing. 2. KYC is one time exercise while dealing in securities markets — once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. 3. For Stock Broking Transaction: Prevent unauthorised transactions in your account — update your mobile numbers/email IDs with your stockbrokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. 4. For Depository Transaction: Prevent Unauthorized Transactions in your demat account — Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL/NSDL on the same day. 5. If you are subscribing to an IPO, there is no need to issue cheques. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. 6. Investors should be cautious on unsolicited emails and SMS advising to buy, sell or hold securities and trade only on the basis of informed decision. Investors are advised to invest after conducting appropriate analysis of respective companies and not to blindly follow unfounded rumours, tips etc. Further, you are also requested to share your knowledge or evidence of systemic wrongdoing, potential frauds or unethical behaviour through the anonymous portal facility provided on BSE & NSE website. 7. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. 8. Pay 20% or "var + elm" whichever is higher as upfront margin of the transaction value to trade in cash market segment. 9. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard. 10. Please update the nomination details in your demat account by contacting the depository participant of Lalkar Securities Pvt Ltd., if the nomination has not yet been updated in your demat account.You also have the option to opt out of nomination, if you do not wish to register a nominee. 1. Investments in securities market are subject to market risks; read all the related documents carefully before investing. 2. KYC is one time exercise while dealing in securities markets — once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. 3. For Stock Broking Transaction: Prevent unauthorised transactions in your account — update your mobile numbers/email IDs with your stockbrokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. 4. For Depository Transaction: Prevent Unauthorized Transactions in your demat account — Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL/NSDL on the same day. 5. If you are subscribing to an IPO, there is no need to issue cheques. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. 6. Investors should be cautious on unsolicited emails and SMS advising to buy, sell or hold securities and trade only on the basis of informed decision. Investors are advised to invest after conducting appropriate analysis of respective companies and not to blindly follow unfounded rumours, tips etc. Further, you are also requested to share your knowledge or evidence of systemic wrongdoing, potential frauds or unethical behaviour through the anonymous portal facility provided on BSE & NSE website. 7. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. 8. Pay 20% or "var + elm" whichever is higher as upfront margin of the transaction value to trade in cash market segment. 9. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard. 10. Please update the nomination details in your demat account by contacting the depository participant of Lalkar Securities Pvt Ltd., if the nomination has not yet been updated in your demat account.You also have the option to opt out of nomination, if you do not wish to register a nominee.

Advisory - Options Trading

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